Filing Details

Accession Number:
0001479001-11-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-16 11:13:28
Reporting Period:
2011-05-13
Filing Date:
2011-05-16
Accepted Time:
2011-05-16 11:13:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910322 Astoria Financial Corp AF Savings Institution, Federally Chartered (6035) 113170868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479001 R. John Chrin One Astoria Federal Plaza
Lake Success NY 11042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-13 2,300 $14.05 52,303 No 4 P Direct
Common Stock Acquisiton 2011-05-13 200 $14.05 52,503 No 4 P Direct
Common Stock Acquisiton 2011-05-13 1,000 $14.05 53,503 No 4 P Direct
Common Stock Acquisiton 2011-05-13 2,500 $13.92 56,003 No 4 P Direct
Common Stock Acquisiton 2011-05-13 5,000 $14.12 61,003 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Indirect RSA
Common Stock 3,461 Indirect RSA
Common Stock 3,160 Indirect RSA
Footnotes
  1. Represents award of restricted stock dated December 16, 2009 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 2, 2012 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  2. Represents award of restricted stock dated February 1, 2010 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2013 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
  3. Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.