Filing Details
- Accession Number:
- 0001849139-21-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-16 17:09:37
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-16 17:09:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1823608 | Amalgamated Financial Corp. | AMAL | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1849139 | Deborah Silodor | 275 Seventh Ave. New York NY 10001 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-11 | 103,660 | $12.00 | 106,061 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-11-11 | 82,860 | $19.51 | 23,201 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2021-11-11 | 13,171 | $19.59 | 10,030 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-12 | 4,483 | $19.22 | 5,547 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-15 | 367 | $19.03 | 5,180 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2021-11-11 | 38,520 | $0.00 | 38,520 | $12.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2021-11-11 | 33,620 | $0.00 | 33,620 | $13.75 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2021-11-11 | 31,520 | $0.00 | 31,520 | $14.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,921 | 2021-11-11 | 2026-01-01 | No | 4 | M | Direct |
| 74,541 | 2021-11-11 | 2026-01-01 | No | 4 | M | Direct |
| 106,061 | 2021-11-11 | 2028-01-01 | No | 4 | M | Direct |
Footnotes
- This represents three tranches of options: (i) 38520, vesting in three tranches beginning on January 1, 2016 at $12, (ii) 33620 vesting in three tranches beginning on January 1, 2017 at $13.75, (iii) 31520 vesting in three tranches beginning on January 1, 2018 at $14.65.
- The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40- $19.89 inclusive. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in any of the numbers presented as a weighted average.
- The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.15-$19.47.
- The price in Column 4 is a weighted average price. The shares were sold in multiple tranches at prices ranging from $19.12-$19, inclusive.
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