Filing Details
- Accession Number:
- 0000899243-21-044845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-16 16:56:35
- Reporting Period:
- 2021-09-29
- Accepted Time:
- 2021-11-16 16:56:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1868726 | Olaplex Holdings Inc. | OLPX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190813 | M A Martha Morfitt | C/O Olaplex Holdings, Inc. 1178 Coast Village Rd, Suite 1-520 Santa Barbara CA 93108 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-12 | 24,000 | $25.97 | 24,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-11-12 | 9,000 | $25.99 | 33,000 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Acquisiton | 2021-09-29 | 289,575 | $0.00 | 289,575 | $3.34 |
| Common Stock | Option (Right to Buy) | Acquisiton | 2021-09-29 | 216,675 | $0.00 | 216,675 | $3.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 289,575 | 2031-04-20 | No | 4 | A | Direct | |
| 506,250 | 2031-04-20 | No | 4 | A | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.95 to 26.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $25.96 to 25.9999, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- These stock options were granted prior to the initial public offering of the common stock, par value $0.001 per share ("Common Stock"), of Olaplex Holdings, Inc. (the "Company"), pursuant to a reorganization of the Company completed on September 29, 2021. These transactions were exempt from Section 16(b) in reliance upon Rule 16b-3 and are being reported herein pursuant to Rule 16a-2(a).
- This option vests as to the underlying shares of Common Stock of the Company, in five equal installments on each of April 20, 2022, April 20, 2023, April 20, 2024, April 20, 2025, and April 20, 2026.
- This option is vested as to 72,225 shares of Common Stock underlying this option, and vests as to one third of the remaining portion of the underlying shares of Common Stock in equal installments on each of the first three anniversaries of October 4, 2021, the date of consummation of the initial public offering of the Company's Common Stock.
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