Filing Details
- Accession Number:
- 0001181431-11-029782
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-16 10:21:56
- Reporting Period:
- 2011-05-10
- Filing Date:
- 2011-05-16
- Accepted Time:
- 2011-05-16 10:21:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
915778 | Dsp Group Inc | DSPG | Semiconductors & Related Devices (3674) | 942683643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511111 | Lior Blanka | C/O Dsp Group, Inc. 2580 North First Street, Suite 460 San Jose CA 95131 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-10 | 2,537 | $5.97 | 2,537 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-10 | 2,537 | $8.20 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2011-05-10 | 10,000 | $0.00 | 2,537 | $5.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2016-02-02 | No | 4 | M | Direct |
Footnotes
- 25% of the stock appreciation rights vested on February 2, 2010. 6.25% of the remaining stock appreciation rights vest each quarter thereafter.
- The Stock Appreciation Right grant is subject to a ceiling such that when the fair market value of the Company's common stock is equal to or great than four times the base appreciation amount of the stock appreciation right, the portion of the stock appreciation rights that is vested on such date is automatically exercised on the next trading day and the appreciation amount is paid by the issuance of the respective number of shares of the Company's common stock. Therefore, the number of underlying shares of common stock that may be received upon exercise cannot exceed 3/4 of the number of stock appreciation rights granted.