Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001493152-21-028824)

Filing Details

Accession Number:: 0001493152-21-028824
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-15 21:30:06
Reporting Period:: 2021-11-10

Accepted Time:: 2021-11-15 21:30:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
81955	Rand Capital Corp	RAND	()	160961359

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1792912	Samuel Adam Gusky	C/O Rand Capital Corporation 14 Lafayette Square, Suite 1405 Buffalo NY 14203		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-11-10	121	$15.75	5,542	No	4	P	Indirect	By LLC
Common Stock	Acquisiton	2021-11-10	3	$15.66	5,545	No	4	P	Indirect	By LLC
Common Stock	Acquisiton	2021-11-10	200	$15.91	5,745	No	4	P	Indirect	By LLC
Common Stock	Acquisiton	2021-11-10	100	$15.94	5,845	No	4	P	Indirect	By LLC
Common Stock	Acquisiton	2021-11-11	4	$15.80	5,849	No	4	P	Indirect	By LLC
Common Stock	Acquisiton	2021-11-11	85	$15.70	5,934	No	4	P	Indirect	By LLC
Common Stock	Acquisiton	2021-11-12	75	$16.00	6,009	No	4	P	Indirect	By LLC
Common Stock	Acquisiton	2021-11-12	1	$15.79	6,010	No	4	P	Indirect	By LLC
Common Stock	Acquisiton	2021-11-12	113	$15.80	6,123	No	4	P	Indirect	By LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By LLC
No	4	P	Indirect	By LLC
No	4	P	Indirect	By LLC
No	4	P	Indirect	By LLC
No	4	P	Indirect	By LLC
No	4	P	Indirect	By LLC
No	4	P	Indirect	By LLC
No	4	P	Indirect	By LLC
No	4	P	Indirect	By LLC

Footnotes

These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.