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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1851657	Vaxxinity Inc.	VAXX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528288	Peter Diamandis	C/O Vaxxinity, Inc 1717 Main St, Ste 3388 Dallas TX 75201		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-11-15	271,655	$0.00	271,655	No	4	C	Indirect	Held by spouse
Class A Common Stock	Acquisiton	2021-11-15	76,923	$0.00	76,923	No	4	P	Indirect	Held by Bald Eagle IV LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	Held by spouse
No	4	P	Indirect	Held by Bald Eagle IV LLC

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Series A preferred stock	Disposition	2021-11-15	21,511	$0.00	13,824	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	1,099,915	Direct

Footnotes

Shares of preferred stock automatically converted into shares of Class A common stock upon closing of the Issuer's initial public offering based on a conversion rate of approximately 0.643 shares of Class A common stock for each share of preferred stock.
These securities are held by Kristin Diamandis, the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by Kristin Diamandis in which the Reporting Person has no pecuniary interest.
The Reporting Person beneficially owns 76,923 shares of Class A common stock purchased by Bald Eagle IV LLC.
Held by Bald Eagle IV LLC. The Reporting Person is a member of Bald Eagle IV LLC. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of all securities held by Bald Eagle IV LLC in which the Reporting Person has no pecuniary interest.
The Class B common stock is convertible into Class A common stock on a one-for-one basis and has no expiration date.