Filing Details
- Accession Number:
- 0001315098-21-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-15 18:49:20
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-15 18:49:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1315098 | Roblox Corp | RBLX | Services-Prepackaged Software (7372) | 200991664 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1835039 | Brett Tolley | C/O Roblox Corporation 970 Park Place San Mateo CA 94403 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-11 | 1,048 | $5.21 | 34,851 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-11-11 | 1,048 | $96.26 | 33,803 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-11 | 239 | $5.21 | 239 | $5.21 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-11 | 809 | $5.21 | 809 | $5.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,051 | 2021-06-01 | 2030-08-31 | No | 4 | M | Direct |
| 34,366 | 2020-11-02 | 2030-08-31 | No | 4 | M | Direct |
Footnotes
- A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 23, 2021.
- 1/48th of the shares subject to the option vested on June 1, 2021, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- 1/48th of the shares subject to the option vested on November 1, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Billionaire Hedge Funds
