Home > Insider Trading > Filing (0001315098-21-000037)

Filing Details

Accession Number:: 0001315098-21-000037
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-15 18:45:34
Reporting Period:: 2021-11-11

Accepted Time:: 2021-11-15 18:45:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315098	Roblox Corp	RBLX	Services-Prepackaged Software (7372)	200991664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1835042	Daniel Sturman	C/O Roblox Corporation 970 Park Place San Mateo CA 94403	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-11-11	58,333	$3.41	117,069	No	4	M	Direct
Class A Common Stock	Disposition	2021-11-11	16,668	$96.26	100,401	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-11	41,665	$100.00	58,736	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-11-12	84,323	$3.41	143,059	No	4	M	Direct
Class A Common Stock	Disposition	2021-11-12	84,323	$105.05	58,736	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-11-11	58,333	$3.41	58,333	$3.41
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-11-12	84,323	$3.41	84,323	$3.41

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,068,648		2030-01-29	No	4	M	Direct
984,325		2030-01-29	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	151,982	Indirect	See Footnotes
Class A Common Stock	151,983	Indirect	See Footnote

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $100.00 to $100.13, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.735, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company.
These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company.
1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.