Filing Details
- Accession Number:
- 0001179110-21-010125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-15 18:19:23
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-15 18:19:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1475841 | National Bank Holdings Corp | NBHC | National Commercial Banks (6021) | 270563799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558035 | Jr. U Richard Newfield | 7800 East Orchard Road, Suite 300 Greenwood Village CO 80111 | Chief Risk Mngmt Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-11 | 9,780 | $18.09 | 132,692 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-11 | 7,200 | $18.92 | 139,892 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-11 | 3,020 | $19.08 | 142,912 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-11 | 20,000 | $45.90 | 122,912 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-12 | 4,900 | $19.08 | 127,812 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-12 | 4,900 | $45.41 | 122,912 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-15 | 399 | $19.08 | 123,311 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-15 | 13,092 | $19.56 | 136,403 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-15 | 13,491 | $45.23 | 122,912 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-11 | 9,780 | $0.00 | 9,780 | $18.09 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-11 | 7,200 | $0.00 | 7,200 | $18.92 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-11 | 3,020 | $0.00 | 3,020 | $19.08 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-12 | 4,900 | $0.00 | 4,900 | $19.08 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-15 | 399 | $0.00 | 399 | $19.08 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-15 | 13,092 | $0.00 | 13,092 | $19.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-05-02 | No | 4 | M | Direct | |
| 0 | 2024-04-29 | No | 4 | M | Direct | |
| 5,299 | 2025-04-28 | No | 4 | M | Direct | |
| 399 | 2025-04-28 | No | 4 | M | Direct | |
| 0 | 2025-04-28 | No | 4 | M | Direct | |
| 0 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- Includes 442 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.22, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.40 to $45.45, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.42, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.
- Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016 and April 29, 2017.
- Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018.
- Time-vested stock option award. Stock options vested in equal installments on April 28, 2017, April 28, 2018 and April 28, 2019.
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