Filing Details
- Accession Number:
- 0001209191-21-064531
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-15 17:46:22
- Reporting Period:
- 2021-11-12
- Accepted Time:
- 2021-11-15 17:46:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1577526 | C3.Ai Inc. | AI | Services-Prepackaged Software (7372) | 263999357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706672 | David Barter | C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063 | Senior Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-12 | 19,444 | $17.10 | 82,443 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-11-12 | 12,479 | $46.10 | 69,964 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-12 | 2,365 | $47.27 | 67,599 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-12 | 19,444 | $0.00 | 19,444 | $17.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 913,891 | 2030-10-20 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to a previously established Rule 10b5-1 Plan.
- Twenty percent (20%) of the shares subject to the option grant vested on October 8, 2021, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
Billionaire Hedge Funds
