Filing Details
- Accession Number:
- 0000706129-21-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-15 11:22:17
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-15 11:22:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp Inc | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595334 | A Kathie Deruiter | 515 Franklin Street Michigan City IN 46360 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-09 | 4,416 | $20.22 | 10,785 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-09 | 4,416 | $20.22 | 6,369 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-09 | 402 | $20.22 | 6,771 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-09 | 402 | $20.22 | 6,369 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-10 | 3,492 | $20.13 | 9,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-10 | 3,492 | $20.13 | 6,369 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-10 | 5,356 | $20.13 | 11,725 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-10 | 5,356 | $20.13 | 6,369 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-10 | 10,347 | $20.13 | 16,716 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-10 | 10,347 | $20.13 | 6,369 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2021-11-09 | 4,416 | $0.00 | 4,416 | $8.99 |
| Common Stock | Stock Options | Disposition | 2021-11-09 | 402 | $0.00 | 402 | $9.87 |
| Common Stock | Stock Options | Disposition | 2021-11-10 | 3,492 | $0.00 | 3,492 | $9.87 |
| Common Stock | Stock Options | Disposition | 2021-11-10 | 5,356 | $0.00 | 5,356 | $10.59 |
| Common Stock | Stock Options | Disposition | 2021-11-10 | 10,347 | $0.00 | 10,347 | $10.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-18 | 2023-06-18 | No | 4 | M | Direct |
| 3,492 | 2017-03-18 | 2024-03-18 | No | 4 | M | Direct |
| 0 | 2017-03-18 | 2024-03-18 | No | 4 | M | Direct |
| 0 | 2018-03-17 | 2025-03-17 | No | 4 | M | Direct |
| 0 | 2019-03-15 | 2026-03-15 | No | 4 | M | Direct |
Footnotes
- The option was granted on 06/18/2013 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
- The option was granted on 03/18/2014 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
- The option was granted on 03/17/2015 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
- The option was granted on 03/15/2016 and vested in three equal annual installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
