Filing Details
- Accession Number:
- 0001397972-21-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-11-15 09:18:10
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-15 09:18:10
- Original Submission Date:
- 2021-11-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1538716 | Oportun Financial Corp | OPRT | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397972 | Aaron Jonathan Coblentz | Oportun Financial Corporation 2 Circle Star Way San Carlos CA 94070 | Cfo & Chief Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-11 | 1,203 | $1.32 | 62,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-11 | 1,203 | $27.50 | 60,856 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-12 | 9,197 | $1.32 | 70,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-12 | 9,197 | $27.50 | 60,856 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-11 | 1,203 | $0.00 | 1,203 | $1.32 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-12 | 9,197 | $0.00 | 9,197 | $1.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 102,967 | 2022-08-01 | No | 4 | M | Direct | |
| 93,770 | 2022-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 120,054 | Indirect | See footnote. |
Footnotes
- Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
- All shares were sold at the same price.
- Certain of these shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
- The option is fully vested.
Billionaire Hedge Funds
