Home > Insider Trading > Filing (0001209191-21-064376)

Filing Details

Accession Number:: 0001209191-21-064376
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-12 21:56:54
Reporting Period:: 2021-11-11

Accepted Time:: 2021-11-12 21:56:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1699838	Confluent Inc.	CFLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1393402	Steffan Tomlinson	C/O Confluent, Inc. 899 W. Evelyn Avenue Mountain View CA 94041	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-11-11	722,600	$0.00	722,600	No	4	C	Direct
Class A Common Stock	Disposition	2021-11-11	48,741	$87.85	673,859	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-11	168,839	$88.39	505,020	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-11	387,878	$89.49	117,142	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-11	88,258	$90.38	28,884	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-11	28,884	$91.20	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-11-12	27,400	$0.00	27,400	No	4	C	Direct
Class A Common Stock	Disposition	2021-11-12	4,387	$88.34	23,013	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-12	9,456	$89.20	13,557	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-12	7,157	$89.94	6,400	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-12	2,000	$91.04	4,400	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-12	2,600	$92.30	1,800	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-12	1,600	$93.25	200	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-12	200	$93.82	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2021-11-11	722,600	$0.00	722,600	$6.65
Class A Common Stock	Class B Common Stock	Acquisiton	2021-11-11	722,600	$0.00	722,600	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-11	722,600	$0.00	722,600	$0.00
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2021-11-12	27,400	$0.00	27,400	$6.65
Class A Common Stock	Class B Common Stock	Acquisiton	2021-11-12	27,400	$0.00	27,400	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-12	27,400	$0.00	27,400	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,584,209	2030-08-05	No	4	M	Direct
722,600		No	4	M	Direct
0		No	4	C	Direct
2,556,809	2030-08-05	No	4	M	Direct
27,400		No	4	M	Direct
0		No	4	C	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			150,425	150,425	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	150,425	150,425	Indirect

Footnotes

Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares sold pursuant to a 10b5-1 trading plan.
The shares were sold at prices ranging from $87.03 to $88.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $88.03 to $89.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $89.03 to $90.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $90.03 to $91.02. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $91.03 to $91.50. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $87.64 to $88.61. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $88.64 to $89.63. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $89.65 to $90.62. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $90.65 to $91.57. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $91.67 to $92.65. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $92.81 to $93.77. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $93.81 to $93.82. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.