Filing Details
- Accession Number:
- 0001664703-21-000177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 18:22:36
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-12 18:22:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1863060 | Glen Griffiths | 4353 North First Street San Jose CA 95134 | Evp, Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-11-09 | 19,751 | $34.23 | 127,215 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-11-09 | 16,568 | $35.05 | 110,647 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-11-11 | 17,333 | $5.50 | 127,980 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-11-11 | 8,089 | $33.84 | 119,891 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-11-11 | 9,244 | $34.66 | 110,647 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy Class A Common Stock) | Disposition | 2021-11-11 | 17,333 | $0.00 | 17,333 | $5.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,334 | 2029-11-10 | No | 4 | M | Direct |
Footnotes
- Sale of shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.61 to $34.57. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.61 to $35.41. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $33.16 to $34.15. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $34.16 to $35.01. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 50% of the stock options vest on November 11, 2021 and the remaining 50% vest on November 11, 2022, subject to the Reporting Person's continued service with the Issuer through each vesting date.