Filing Details
- Accession Number:
- 0001299709-21-000286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 17:24:59
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-12 17:24:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Axos Financial Inc. | AX | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1303829 | Paul Grinberg | 9205 West Russell Road Suite 400 Las Vegas NV 89148 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-11 | 19,961 | $59.83 | 74,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-12 | 19,962 | $59.00 | 54,667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These transactions were executed in multiple trades. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
Billionaire Hedge Funds
