Filing Details
- Accession Number:
- 0001578563-21-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 16:53:45
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-12 16:53:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1753162 | Fathom Holdings Inc. | FTHM | Real Estate Agents & Managers (For Others) (6531) | 821518164 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1817245 | A. Glenn Sampson | C/O Fathom Holdings Inc. 2000 Regency Parkway Drive, Suite 300 Cary NC 27518 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-09 | 2,460 | $26.90 | 1,550,136 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-10 | 1,207 | $26.52 | 1,548,929 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $44.00 | 2031-02-28 | 2,273 | 2,273 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $20.10 | 2030-11-03 | 1,493 | 1,493 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $4.71 | 2029-04-16 | 5,304 | 5,304 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2031-02-28 | 2,273 | 2,273 | Direct |
| 2030-11-03 | 1,493 | 1,493 | Direct |
| 2029-04-16 | 5,304 | 5,304 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
- The reported securities were sold in multiple transactions at prices ranging from $26.48 to $26.54. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
- The option vested in full on November 4, 2021.
- The option vested in full on April 16, 2020.
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