Filing Details
- Accession Number:
- 0001140361-21-037655
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 16:16:21
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-12 16:16:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1865494 | Io Biotech Inc. | IOBT | Pharmaceutical Preparations (2834) | 870909276 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1891515 | Vanessa Malier | C/O Io Biotech, Inc. Ole Maaloes Veh 3 Copenhagen G7 2200 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-09 | 796,059 | $0.00 | 796,059 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-11-09 | 267,977 | $0.00 | 267,977 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-11-09 | 162,500 | $14.00 | 958,559 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2021-11-09 | 162,500 | $14.00 | 430,477 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2021-11-09 | 63,350 | $0.00 | 796,059 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2021-11-09 | 21,325 | $0.00 | 267,977 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date.
- The securities are held by Kurma Biofund III FPCI. Kurma Partners is the management company of Kurma Biofund III FPCI. The reporting person is a member of the board of directors of Kurma Partners, and may be deemed to share voting and investment power with respect to the shares beneficially owned by Kurma Biofund III FPCI and disclaims Section 16 beneficial ownership of such securities held by Kurma Biofund III FPCI, except to the extent of her pecuniary interest therein, if any.
- The securities are held by SKCI FPCI. Kurma Partners is the management company of SKCI FPCI. The reporting person is a member of the board of directors of Kurma Partners, and may be deemed to share voting and investment power with respect to the shares beneficially owned by SKCI FPCI and disclaims Section 16 beneficial ownership of such securities held by SKCI FPCI, except to the extent of her pecuniary interest therein, if any.