Filing Details

Accession Number:
0001140361-21-037657
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-12 16:16:01
Reporting Period:
2021-11-09
Accepted Time:
2021-11-12 16:16:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1865494 Io Biotech Inc. IOBT Pharmaceutical Preparations (2834) 870909276
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1890710 A. Claus Andersson C/O Io Biotech, Inc.
Ole Maaloes Veh 3
Copenhagen G7 2200
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-09 1,361,660 $0.00 1,361,660 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-11-09 354,830 $0.00 1,716,490 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-11-09 75,000 $14.00 1,791,490 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2021-11-09 147,881 $0.00 1,361,660 $0.00
Common Stock Series C Preferred Stock Disposition 2021-11-09 28,225 $0.00 354,830 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date.
  2. Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date.
  3. Sunstone Life Science Ventures Fund III K/S ("Sunstone Fund III"). Sunstone LSV General Partner III ApS ("Sunstone LSV GP III") is the general partner of Sunstone Fund III and has voting and dispositive power over all of the shares of held by Sunstone Fund III. The reporting person is a General Partner of Sunstone Life Science Ventures A/S and a member of the executive board of Sunstone LSV GP III, and shares voting and dispositive power with respect to the shares held by Sunstone Fund III. The reporting person disclaims beneficial ownership of the shares held directly by Sunstone Fund III except to the extent of his pecuniary interest therein.