Filing Details
- Accession Number:
- 0001112679-11-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-13 18:19:09
- Reporting Period:
- 2011-05-11
- Filing Date:
- 2011-05-13
- Accepted Time:
- 2011-05-13 18:19:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-11 | 23,958 | $13.53 | 128,958 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-11 | 23,958 | $57.83 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 1,667 | $15.52 | 106,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-11 | 1,667 | $57.83 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 5,729 | $15.73 | 110,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-11 | 5,729 | $57.83 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 2,604 | $30.00 | 107,604 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-11 | 2,604 | $57.83 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 4,520 | $36.74 | 109,520 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-11 | 4,520 | $57.83 | 105,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-11 | 1,875 | $36.74 | 106,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-11 | 1,875 | $57.83 | 105,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-05-11 | 23,958 | $0.00 | 23,958 | $13.53 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-05-11 | 1,667 | $0.00 | 1,667 | $15.52 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-05-11 | 5,729 | $0.00 | 5,729 | $15.73 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-05-11 | 2,604 | $0.00 | 2,604 | $30.00 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-05-11 | 4,520 | $0.00 | 4,520 | $36.74 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-05-11 | 1,875 | $0.00 | 1,875 | $36.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,959 | 2013-06-01 | No | 4 | M | Direct | |
| 26,667 | 2015-09-01 | No | 4 | M | Direct | |
| 126,042 | 2016-03-01 | No | 4 | M | Direct | |
| 72,917 | 2016-09-01 | No | 4 | M | Direct | |
| 158,230 | 2017-04-01 | No | 4 | M | Direct | |
| 65,625 | 2017-04-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,938 | Indirect | Amoroso Family Trust |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $57.83 and and per share sale prices are as follows; 5,000 at $56.80; 2,000 at $56.84; 2,300 at $57.22; 900 at $57.25; 100 at $57.26; 2,253 at $57.31; 300 at $57.33; 2,500 at $57.67; 100 at $57.87; 200 at $57.90; 200 at $57.92; 171 at $57.93; 100 at $57.95; 600 at $57.96; 200 at $57.97; 700 at $57.98; 500 at $57.99; 1,400 at $58.00; 500 at $58.01; 100 at $58.02; 400 at $58.03; 2,100 at $58.04; 629 at $58.05; 1,000 at $58.12; 1,800 at $58.13; 200 at $58.26; 2,800 at $58.30; 300 at $58.31; 300 at $58.32; 100 at $58.33; 600 at $58.34; 800 at $58.39; 1,700 at $58.40; 2,000 at $58.46; 1,110 at $58.47; 400 at $58.51; 290 at $58.52; 1,700 at $58.54; 400 at $58.60; 1,400 at $58.66 and 200 at $58.69.
- Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2008; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
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