Home > Insider Trading > Filing (0001127602-21-028918)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1025835	Enterprise Financial Services Corp	EFSC	State Commercial Banks (6022)	431706259

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1482570	Turner S Keene	150 N. Meramec Clayton MO 63105	Evp, Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Depository Shares	Acquisiton	2021-11-09	2,000	$25.00	2,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	32,774	Direct
Common Stock	2,029	Indirect	401(k) Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non Qualified Stock Option (Right to Buy)	$43.81	2031-02-25	9,042	9,042	Direct
Common Stock	Restricted Share Units	$0.00		670	670	Direct
Common Stock	Restricted Share Units	$0.00		940	940	Direct
Common Stock	Restricted Share Units	$0.00		1,715	1,715	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2031-02-25	9,042	9,042	Direct
	670	670	Direct
	940	940	Direct
	1,715	1,715	Direct

Footnotes

1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
This option becomes exercisable after a three year period on 2/25/24.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.