Filing Details
- Accession Number:
- 0001127602-21-028909
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 11:13:57
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-12 11:13:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1788876 | G. Stephen Heitel | 224 Airport Parkway San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Disposition | 2021-11-09 | 358 | $12.15 | 65,179 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, No Par Value | 48,308 | Indirect | Indirect by IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Heritage Commerce Corp - Common Stock | Employee Stock Option (right to buy) | $3.98 | 2019-10-11 | 2024-01-30 | 61,750 | 61,750 | Direct |
| Heritage Commerce Corp - Common Stock | Employee Stock Option (right to buy) | $4.92 | 2019-10-11 | 2025-01-29 | 61,749 | 61,749 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-30 | 61,750 | 61,750 | Direct |
| 2025-01-29 | 61,749 | 61,749 | Direct |
Billionaire Hedge Funds
