Filing Details
- Accession Number:
- 0001437749-21-026376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 11:12:06
- Reporting Period:
- 2021-11-10
- Accepted Time:
- 2021-11-12 11:12:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1460329 | Fluent Inc. | FLNT | Services-Advertising (7310) | 770688094 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1660850 | Ryan Schulke | C/O Fluent, Inc. 300 Vesey Street, 9Th Floor New York NY 10282 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-10 | 10,000 | $2.53 | 132,500 | No | 4 | P | Indirect | Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,780,368 | Direct | |
Common Stock | 80,000 | Direct | |
Common Stock | 50,000 | Direct | |
Common Stock | 550,000 | Direct | |
Common Stock | 2,000,000 | Indirect | Held by RSMC Partners, LLC, of which the Reporting Person is a member. |
Common Stock | 725,001 | Indirect | Held by The Ryan Schulke 2020 GRAT, of which the Reporting Person is Trustee. |
Footnotes
- Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.53; the lowest price at which a purchase was made is $2.5294.
- On May 11, 2018, 37,000 shares were transferred from the Reporting Person's personal account to The Schulke Inn Family Foundation Trust in which the Reporting Person is a Co-Trustee.
- Reflects transfer of 244,378 shares from The Ryan Schulke GRAT to the Reporting Person's personal account on May 6, 2021.
- Represents 80,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on March 20, 2018, which vested in three equal annual installments, beginning on March 1, 2019.
- The Reporting Person has elected to defer delivery of these vested RSUs until the Reporting Person's separation of service from the Company or death or disability.
- Represents 50,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on April 13, 2017, which vested in three approximately equal installments beginning on February 1, 2018.
- Represents 550,000 RSUs granted to the Reporting Person under the Issuer's 2015 Stock Incentive Plan on December 8, 2015, subject to stockholder approval, which was obtained on June 1, 2016. These RSUs vested subject to certain time and performance conditions, all of which were met as of January 1, 2019.