Home > Insider Trading > Filing (0001209191-21-064013)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768700	M. Seth Ellison	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111	Evp & Chief Commercial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2021-11-08	12,099	$27.00	41,596	No	4	D	Direct
Class A Common Stock	Acquisiton	2021-11-09	27,783	$0.00	69,379	No	4	C	Direct
Class A Common Stock	Disposition	2021-11-09	29,390	$27.02	39,989	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	D	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Appreciation Rights	Disposition	2021-11-08	19,961	$0.00	19,961	$6.90
Class A Common Stock	Class B Common Stock	Acquisiton	2021-11-08	19,961	$6.90	19,961	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-08	12,948	$27.00	12,948	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2021-11-08	43,035	$0.00	43,035	$9.60
Class A Common Stock	Class B Common Stock	Acquisiton	2021-11-08	43,035	$9.60	43,035	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-08	29,951	$27.00	29,951	$0.00
Class B Common Stock	Stock Appreciation Rights	Disposition	2021-11-08	36,340	$0.00	36,340	$14.88
Class A Common Stock	Class B Common Stock	Acquisiton	2021-11-08	36,340	$14.88	36,340	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-08	28,654	$27.00	28,654	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-09	27,783	$0.00	27,783	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
35,254	2024-02-01	No	4	M	Direct
19,961		No	4	M	Direct
7,013		No	4	D	Direct
28,690	2025-01-30	No	4	M	Direct
50,048		No	4	M	Direct
20,097		No	4	D	Direct
36,330		No	4	M	Direct
56,437	2029-01-29	No	4	M	Direct
27,783		No	4	D	Direct
0		No	4	C	Direct

Footnotes

Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The original grant was for 147,240 SARs, of which 36,810 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.
25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.