Filing Details
- Accession Number:
- 0001590976-21-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-10 19:47:51
- Reporting Period:
- 2021-11-08
- Accepted Time:
- 2021-11-10 19:47:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590976 | Malibu Boats Inc. | MBUU | Ship & Boat Building & Repairing (3730) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598728 | L. Ritchie Anderson | 5075 Kimberly Way Loudon, TN 37774 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-11-08 | 473 | $77.03 | 30,700 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2021-11-08 | 591 | $77.03 | 30,109 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2021-11-08 | 673 | $77.03 | 29,436 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2021-11-08 | 568 | $77.03 | 28,868 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2021-11-08 | 2,836 | $75.04 | 26,032 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-11-08 | 6,500 | $25.85 | 32,532 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2021-11-08 | 1,326 | $30.87 | 33,858 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-11-08 | 7,826 | $75.04 | 26,032 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-11-09 | 41 | $30.87 | 26,073 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-11-09 | 41 | $74.11 | 26,032 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-11-10 | 3,633 | $30.87 | 29,665 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2021-11-10 | 1,164 | $42.13 | 30,829 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-11-10 | 4,797 | $73.10 | 26,032 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-08 | 6,500 | $0.00 | 6,500 | $25.85 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-08 | 1,326 | $0.00 | 1,326 | $30.87 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-09 | 41 | $0.00 | 41 | $30.87 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-10 | 3,633 | $0.00 | 3,633 | $30.87 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-10 | 1,164 | $0.00 | 1,164 | $42.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-06-28 | No | 4 | M | Direct | |
3,674 | 2023-11-05 | No | 4 | M | Direct | |
3,633 | 2023-11-05 | No | 4 | M | Direct | |
0 | 2023-11-05 | No | 4 | M | Direct | |
5,086 | 2024-08-21 | No | 4 | M | Direct |
Footnotes
- The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,375 shares under a restricted stock award granted on November 6, 2017.
- As of the filing date hereof, includes 1,500 shares of restricted stock vesting on November 6, 2022, 3,417 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2022, 4,326 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2022 and 4,310 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2022.
- The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,500 shares under a restricted stock award granted on November 1, 2018.
- The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,708 shares under a restricted stock award granted on November 22, 2019.
- The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,442 shares under a restricted stock award granted on November 3, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6), (7), (8) and (9).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.17, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.02 to $74.12, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.54, inclusive.
- The initial options to purchase 26,000 shares vest in four equal installments beginning on June 29, 2018. As of the filing date hereof, options to purchase 26,000 shares had fully vested and options for those shares have been fully exercised, including the exercise of options shown above.
- The initial options to purchase 10,000 shares include 5,000 options that vest in four equal installments beginning on November 6, 2018 and 5,000 performance-based options. As of the filing date hereof, options to purchase 10,000 shares had fully vested and options for all such shares have been exercised, including the exercise of options shown above.
- The initial options to purchase 12,500 shares vest in four equal installments beginning on August 22, 2019. As of the filing date hereof, options to purchase 9,375 had fully vested and 7,414 options for those shares have been fully exercised, including the exercise of options shown above. The remaining options to purchase 3,125 shares will vest on August 22, 2022.