Filing Details

Accession Number:
0001209191-21-063960
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-10 19:01:39
Reporting Period:
2021-11-08
Accepted Time:
2021-11-10 19:01:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420800 Colfax Corp CFX Pumps & Pumping Equipment (3561) 541887631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1625057 L. Matthew Trerotola 2711 Centerville Road
Suite 400
Wilmington DE 19808
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.001 Acquisiton 2021-11-08 50,000 $39.54 355,708 No 4 M Direct
Common Stock, Par Value $.001 Disposition 2021-11-08 49,890 $53.02 305,818 No 4 S Direct
Common Stock, Par Value $.001 Disposition 2021-11-08 110 $53.82 305,708 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.001 Employee Stock Option (right to buy) Disposition 2021-11-08 50,000 $0.00 50,000 $39.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
438,600 2022-07-23 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  2. The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.75 to $53.71, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The price reported in this row of Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.76 to $53.82, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. The option vests in equal installments on the third, fourth and fifth anniversaries of the grant date, which was 7/24/2015.