Filing Details

Accession Number:
0001209191-11-028469
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-13 17:54:29
Reporting Period:
2011-05-12
Filing Date:
2011-05-13
Accepted Time:
2011-05-13 17:54:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106455 Westmoreland Coal Co WLB Bituminous Coal & Lignite Surface Mining (1221) 231128670
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291745 P Douglas Kathol 2 North Cascade Avenue
2Nd Floor
Colorado Springs CO 80903
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-12 3,700 $12.86 13,110 No 4 M Indirect By wife.
Common Stock Disposition 2011-05-12 2,000 $18.40 11,110 No 4 S Indirect By wife
Common Stock Disposition 2011-05-12 100 $18.41 11,010 No 4 S Indirect By wife
Common Stock Disposition 2011-05-12 300 $18.42 10,710 No 4 S Indirect By wife
Common Stock Disposition 2011-05-12 100 $18.44 10,610 No 4 S Indirect By wife
Common Stock Disposition 2011-05-12 500 $18.44 10,110 No 4 S Indirect By wife
Common Stock Disposition 2011-05-12 100 $18.45 10,010 No 4 S Indirect By wife
Common Stock Disposition 2011-05-12 375 $18.45 9,635 No 4 S Indirect By wife
Common Stock Disposition 2011-05-12 100 $18.47 9,535 No 4 S Indirect By wife
Common Stock Disposition 2011-05-12 100 $18.49 9,435 No 4 S Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By wife.
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
No 4 S Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option Disposition 2011-05-12 3,700 $0.00 3,700 $12.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-06-24 2014-06-24 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,287 Direct
Common Stock 4,935 Indirect By 401(k)
Footnotes
  1. Mr. Kathol's wife is a former officer of Westmoreland Coal Company. In such capacity, she received employee stock options. During an open trading window for Mr. Kathol, Mrs. Kathol elected to exercise options that were in the money, as well as sell certain shares she has held for a number of years.