Filing Details
- Accession Number:
- 0001209191-11-028469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-13 17:54:29
- Reporting Period:
- 2011-05-12
- Filing Date:
- 2011-05-13
- Accepted Time:
- 2011-05-13 17:54:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
106455 | Westmoreland Coal Co | WLB | Bituminous Coal & Lignite Surface Mining (1221) | 231128670 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1291745 | P Douglas Kathol | 2 North Cascade Avenue 2Nd Floor Colorado Springs CO 80903 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-12 | 3,700 | $12.86 | 13,110 | No | 4 | M | Indirect | By wife. |
Common Stock | Disposition | 2011-05-12 | 2,000 | $18.40 | 11,110 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2011-05-12 | 100 | $18.41 | 11,010 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2011-05-12 | 300 | $18.42 | 10,710 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2011-05-12 | 100 | $18.44 | 10,610 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2011-05-12 | 500 | $18.44 | 10,110 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2011-05-12 | 100 | $18.45 | 10,010 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2011-05-12 | 375 | $18.45 | 9,635 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2011-05-12 | 100 | $18.47 | 9,535 | No | 4 | S | Indirect | By wife |
Common Stock | Disposition | 2011-05-12 | 100 | $18.49 | 9,435 | No | 4 | S | Indirect | By wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By wife. |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
No | 4 | S | Indirect | By wife |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option | Disposition | 2011-05-12 | 3,700 | $0.00 | 3,700 | $12.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-06-24 | 2014-06-24 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,287 | Direct | |
Common Stock | 4,935 | Indirect | By 401(k) |
Footnotes
- Mr. Kathol's wife is a former officer of Westmoreland Coal Company. In such capacity, she received employee stock options. During an open trading window for Mr. Kathol, Mrs. Kathol elected to exercise options that were in the money, as well as sell certain shares she has held for a number of years.