Filing Details
- Accession Number:
- 0001061434-21-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-10 17:34:19
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-10 17:34:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-01 | 3,586 | $30.05 | 141,922 | No | 4 | S | Indirect | By Stephens Inc. FBO James F. Getz Individual Retirement Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Stephens Inc. FBO James F. Getz Individual Retirement Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 347,173 | Indirect | By Getz Enterprises, L.P. |
Common Stock | 418,197 | Direct | |
Common Stock | 549,210 | Direct |
Footnotes
- The shares were sold by the Reporting Person's IRA, which has as its sole assets shares of the Company, to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to the Reporting Person by the IRA under applicable tax laws.
- The Reporting Person is the beneficiary of this account.
- The Reporting Person is the general partner of this entity.
- Owned by the Reporting Person individually.
- Shares held jointly by the Reporting Person and spouse.