Filing Details
- Accession Number:
- 0001415889-21-005129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-10 17:23:00
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-10 17:23:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327607 | First Western Financial Inc | MYFW | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219797 | D Eric Sipf | 1900 16Th Street, Suite 1200 Denver CO 80202 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-09 | 1,101 | $25.00 | 183,455 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-09 | 1,101 | $30.90 | 182,354 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-10 | 1,624 | $25.00 | 183,978 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-10 | 1,624 | $30.90 | 182,354 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Comon Stock | Stock Option Right to Buy | Disposition | 2021-11-09 | 1,101 | $0.00 | 1,101 | $25.00 |
| Common Stock | Stock Option Right to Buy | Disposition | 2021-11-10 | 1,624 | $0.00 | 1,624 | $25.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,624 | 2022-01-17 | No | 4 | M | Direct | |
| 0 | 2022-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,086 | Indirect | By Eric & Susan Sipf Family Foundation |
Footnotes
- The reporting person serves as Chairman of the Eric & Susan Sipf Family Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.
Billionaire Hedge Funds
