Filing Details
- Accession Number:
- 0001209191-21-063823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-10 14:28:11
- Reporting Period:
- 2021-11-08
- Accepted Time:
- 2021-11-10 14:28:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024795 | Helios Technologies Inc. | HLIO | Miscellaneous Fabricated Metal Products (3490) | 592754337 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1355892 | L Tricia Fulton | 7456 Sixteenth Street East Sarasota FL 34243 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-08 | 2,000 | $100.02 | 43,644 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-11-09 | 1,500 | $105.00 | 42,144 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,730 | Indirect | By 401(k) Plan Trust |
Footnotes
- Sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2021.
- This transaction was executed in multiple trades at prices ranging from $100.00 to $100.035. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (8.2588 shares during the third quarter of 2021).
- Reflects the current allocation of shares under the Helios Technologies Inc. 401(k) Retirement Plan.