Filing Details

Accession Number:
0000821026-21-000201
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-10 14:16:29
Reporting Period:
2021-11-08
Accepted Time:
2021-11-10 14:16:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
821026 Andersons Inc. ANDE Wholesale-Farm Product Raw Materials (5150) 341562374
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1657533 E. Patrick Bowe 1947 Briarfield Blvd.
Maumee OH 43537
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-08 21,694 $38.08 140,033 No 4 S Direct
Common Stock Disposition 2021-11-09 12,161 $38.22 127,872 No 4 S Direct
Common Stock Acquisiton 2021-11-08 3,515 $35.40 131,387 No 4 M Direct
Common Stock Acquisiton 2021-11-08 18,179 $35.40 149,566 No 4 M Direct
Common Stock Acquisiton 2021-11-09 12,161 $35.40 161,727 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2021-11-08 3,515 $38.00 3,515 $35.40
Common Stock Common Stock Disposition 2021-11-08 18,179 $38.10 18,179 $35.40
Common Stock Common Stock Disposition 2021-11-09 12,161 $38.22 12,161 $35.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
233,740 2016-11-02 2022-11-02 No 4 M Direct
215,561 2016-11-02 2022-11-02 No 4 M Direct
203,400 2016-11-02 2022-11-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Performance Share Unit (Tsr) (2023) 72,268 Direct
Performance Share Unit (Tsr) (2024) 59,542 Direct
Performance Share Unit (Eps) (2024) 59,542 Direct
Performance Share Unit (Tsr) (2022) 43,346 Direct
Performance Share Unit (Eps) (2023) 72,268 Direct
Performance Share Unit (Eps) (2022) 43,346 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock $35.40 2016-11-02 2022-11-02 237,255 237,255 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-11-02 237,255 237,255 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $37.64 to $38.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $38.00 to $38.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.
  4. Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.