Filing Details
- Accession Number:
- 0001062993-21-010564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-10 13:08:39
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-10 13:08:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874977 | State Auto Financial Corp | STFC | Fire, Marine & Casualty Insurance (6331) | 311324304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1721409 | Earl Jason Berkey | 518 East Broad St. Columbus OH 43215 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2021-11-09 | 591 | $25.32 | 24,677 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2021-11-09 | 591 | $51.50 | 24,086 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2021-11-09 | 3,378 | $21.54 | 27,464 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2021-11-09 | 3,378 | $51.53 | 24,086 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option (Right to Buy) NQ | Disposition | 2021-11-09 | 591 | $0.00 | 591 | $25.32 |
| Common Shares | Employee Stock Option (Right to Buy) NQ | Disposition | 2021-11-09 | 3,378 | $0.00 | 3,378 | $21.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-11-05 | 2025-11-05 | No | 4 | M | Direct |
| 0 | 2017-03-03 | 2026-03-03 | No | 4 | M | Direct |
Footnotes
- Includes the following acquisitions: 5.772 shares acquired in March 2021, 6.553 shares acquired in June 2021 and 2.258 shares acquired in September 2021 as dividend reinvestment. 718.375 shares acquired in June 2021 through the Employee Stock Purchase Plan; Also includes 0.365 shares acquired in a DRIP Account..
- Field should be left blank, but due to a software defect, require imput.
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