Filing Details
- Accession Number:
- 0001127602-21-028776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-10 10:58:00
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-10 10:58:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1762328 | Anthony Lowings | 1441Gardiner Lane Louisville KY 40213 | Ceo-Kfc Division | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-09 | 10,468 | $45.88 | 52,078 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-09 | 3,806 | $126.22 | 48,272 | No | 4 | D | Direct | |
Common Stock | Disposition | 2021-11-09 | 6,662 | $126.54 | 41,610 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2021-11-09 | 10,468 | $0.00 | 10,468 | $45.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-08 | 2022-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 863 | Indirect | 401(k) Plan |
Common Stock | 3,750 | Indirect | Insurance Linked Non Diversified Equity Fund |
Footnotes
- Pursuant to 10b5-1 Plan