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Filing Details

Accession Number:: 0001209191-21-063770
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-09 20:28:04
Reporting Period:: 2021-11-08

Accepted Time:: 2021-11-09 20:28:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1699838	Confluent Inc.	CFLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1375800	Jonathan Chadwick	C/O Confluent, Inc. 899 W. Evelyn Avenue Mountain View CA 94041		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-11-08	16,625	$0.00	16,625	No	4	C	Direct
Class A Common Stock	Disposition	2021-11-08	200	$84.97	16,425	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-08	1,900	$86.29	14,525	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-08	3,379	$87.36	11,146	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-08	9,146	$88.14	2,000	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-08	1,000	$89.25	1,000	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-08	1,000	$90.16	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-11-08	16,625	$0.00	16,625	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
648,375			No	4	C	Direct

Footnotes

Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Shares sold pursuant to a 10b5-1 trading plan.
The shares were sold at prices ranging from $84.68 to $85.27. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $85.74 to $86.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $86.80 to $87.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $87.81 to $88.79. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $88.85 to $89.77. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares were sold at prices ranging from $89.86 to $90.72. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.