Filing Details
- Accession Number:
- 0001628280-21-022643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-09 19:09:16
- Reporting Period:
- 2021-11-05
- Accepted Time:
- 2021-11-09 19:09:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1806201 | Open Lending Corp | LPRO | Personal Credit Institutions (6141) | 823008583 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1814566 | M. Ross Jessup | C/O Open Lending Corporation, 1501 S. Mopac Expressway, Suite 450 Austin TX 78746 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-05 | 6,889 | $0.00 | 3,543,978 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-05 | 2,033 | $33.94 | 3,541,945 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-11-05 | 5,250 | $35.05 | 3,536,695 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-11-05 | 6,889 | $0.00 | 6,889 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,668 | No | 4 | M | Direct |
Footnotes
- Reflects restricted stock units that upon vesting converted into shares of LPRO common stock.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each restricted stock unit represents a contingent right to receive one share of LPRO common stock.
- These restricted stock units vested on November 5, 2021.
Billionaire Hedge Funds
