Filing Details
- Accession Number:
- 0001633978-21-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-09 18:12:58
- Reporting Period:
- 2021-11-05
- Accepted Time:
- 2021-11-09 18:12:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232019 | Penny Herscher | C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-05 | 6,000 | $90.00 | 35,160 | No | 4 | S | Indirect | Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Living Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,666 | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- Following an internal review, the number of shares beneficially owned has been adjusted to correct the total number of shares owned directly as compared to indirectly.
- These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.
Billionaire Hedge Funds
