Filing Details
- Accession Number:
- 0001441683-21-000088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-09 16:44:47
- Reporting Period:
- 2021-11-05
- Accepted Time:
- 2021-11-09 16:44:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441683 | Appian Corp | APPN | Services-Prepackaged Software (7372) | 541956084 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1707384 | Steven Mark Lynch | C/O Appian Corporation 7950 Jones Branch Drive Mclean VA 22102 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-05 | 14,598 | $0.00 | 19,272 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-11-08 | 304 | $92.70 | 18,968 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-08 | 61 | $93.98 | 18,907 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-08 | 1,017 | $95.71 | 17,890 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-08 | 758 | $96.58 | 17,132 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-08 | 2,607 | $97.68 | 14,525 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-08 | 318 | $98.20 | 14,207 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Unit | Disposition | 2021-11-05 | 10,000 | $0.00 | 10,000 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2021-11-05 | 4,522 | $0.00 | 4,522 | $0.00 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2021-11-05 | 76 | $0.00 | 76 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | No | 4 | M | Direct | ||
| 13,566 | No | 4 | M | Direct | ||
| 152 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2021 to cover taxes due upon RSU vesting.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.06 to $92.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (8).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.74 to $94.35, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.05 to $96.04, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.09 to $97.04, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.10 to $98.09, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.10 to $98.44, inclusive.
- Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
- The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
- The RSUs were granted on October 29, 2019 and vest in five (5) equal annual installments commencing on November 5, 2020, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
- The RSUs were granted on October 19, 2018, and vest in five (5) equal annual installments commencing on November 5, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
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