Filing Details
- Accession Number:
- 0001312109-21-000268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-09 16:28:00
- Reporting Period:
- 2021-11-08
- Accepted Time:
- 2021-11-09 16:28:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1312109 | Silvergate Capital Corp | SI | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384974 | Son-Jai Paik | 4250 Executive Square, Suite 300 La Jolla CA 92037 | Chief Human Resource Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-11-08 | 5,000 | $219.38 | 6,110 | No | 4 | S | Indirect | Former employer 401(k) plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Former employer 401(k) plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 168 | Indirect | Employer 401(k) plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 718 | 718 | Direct | ||
Class A Common Stock | Non-Qualified Stock Options | $127.56 | 2031-02-26 | 1,731 | 1,731 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
718 | 718 | Direct | |
2031-02-26 | 1,731 | 1,731 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
- The option becomes exercisable in three annual installments beginning February 26, 2022.