Filing Details
- Accession Number:
- 0000899243-21-043640
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-11-09 16:05:32
- Reporting Period:
- 2021-11-04
- Accepted Time:
- 2021-11-09 16:05:32
- Original Submission Date:
- 2021-11-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674101 | Vertiv Holdings Co | VRT | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228754 | Platinum Equity Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1471783 | Tom Gores | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1634372 | Platinum Equity Investment Holdings, Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1676357 | Platinum Equity Investment Holdings Iii, Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1756330 | Platinum Equity Investment Holdings Ic (Cayman), Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1757175 | Platinum Equity Investment Holdings Iii Manager, Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1766567 | Platinum Investco (Cayman), Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1801996 | Pe Vertiv Holdings, Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1801997 | Vertiv Jv Holdings, Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No | |
1801998 | Vpe Holdings, Llc | C/O Platinum Equity Advisors, Llc 360 North Crescent Drive, South Building Beverly Hills CA 90210 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.0001 | Disposition | 2021-11-04 | 21,925,000 | $24.83 | 37,955,215 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- VPE Holdings, LLC ("VPE"), a Delaware limited liability company, directly owns 37,955,215 shares of Class A common stock, par value $0.0001 per share (the "Shares"), of Vertiv Holdings Co (the "Issuer"). Vertiv JV Holdings, LLC ("JV") owns a majority of the outstanding equity interests of VPE, and PE Vertiv Holdings, LLC ("PE Vertiv") owns a majority of the outstanding interests of JV, and, accordingly, each may be deemed to beneficially own the Shares beneficially owned by VPE. PE Vertiv is directly owned by six private equity investment funds (the "Funds"), none of which private equity investment funds individually has the power to direct the voting or disposition of shares beneficially owned.
- (continued from Footnote 1) Platinum Equity Investment Holdings III, LLC ("Holdings III") is the managing member of one of the Funds and the managing member of the general partner of four of the Funds. Through such positions, Holdings III has the indirect power to direct the voting of a majority of the outstanding equity interests of PE Vertiv.
- (Continued From Footnote 2) Platinum Equity Investment Holdings III Manager, LLC ("Holdings Manager") is the managing member of Holdings III. Platinum Equity InvestCo, L.P. ("InvestCo") owns all of the economic interests in Holdings III. Platinum Equity Investment Holdings IC (Cayman), LLC ("Holdings Cayman") is the general partner of InvestCo. Platinum InvestCo (Cayman), LLC ("InvestCo Cayman") holds a controlling interest in InvestCo. Platinum Equity, LLC ("Platinum") is sole member of Holdings Manager. Platinum also indirectly controls the other funds that own equity interests of PE Vertiv.
- (Continued From Footnote 3) Mr. Tom Gores (together with VPE, JV, PE Vertiv, Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman and Platinum, the "Reporting Persons") is the beneficial owner of Platinum. Accordingly, as a result of their indirect ownership and control of each of VPE, JV and PE Vertiv, each of Holdings III, Holdings Manager, InvestCo, Holdings Cayman, InvestCo Cayman, Platinum and Mr. Tom Gores may be deemed to beneficially own the shares owned directly by VPE.
- Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
- Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.