Filing Details
- Accession Number:
- 0001127602-21-028686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-09 15:23:07
- Reporting Period:
- 2021-11-05
- Accepted Time:
- 2021-11-09 15:23:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
94049 | Stepan Co | SCL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 361823834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1738439 | Luis Rojo | 1101 Skokie Boulevard, Suite 500 Northbrook IL 60062 | Vp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-05 | 2,000 | $70.86 | 4,210 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-05 | 1,135 | $124.95 | 3,075 | No | 4 | D | Direct | |
Common Stock | Disposition | 2021-11-05 | 254 | $124.95 | 2,821 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-11-05 | 1,000 | $70.86 | 3,821 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-05 | 552 | $128.35 | 3,269 | No | 4 | D | Direct | |
Common Stock | Disposition | 2021-11-05 | 132 | $128.35 | 3,137 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-11-05 | 800 | $125.02 | 2,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-11-05 | 300 | $125.88 | 2,037 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-11-08 | 1,000 | $70.86 | 3,037 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-08 | 553 | $128.22 | 2,484 | No | 4 | D | Direct | |
Common Stock | Disposition | 2021-11-08 | 131 | $128.22 | 2,353 | No | 4 | F | Direct | |
Common Stock | Disposition | 2021-11-08 | 900 | $128.15 | 1,453 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2021-11-05 | 2,000 | $0.00 | 2,000 | $70.86 |
Common Stock | Stock Appreciation Right | Disposition | 2021-11-05 | 1,000 | $0.00 | 1,000 | $70.86 |
Common Stock | Stock Appreciation Right | Disposition | 2021-11-08 | 1,000 | $0.00 | 1,000 | $70.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,221 | 2019-05-02 | 2028-05-01 | No | 4 | M | Direct |
6,221 | 2019-05-02 | 2028-05-01 | No | 4 | M | Direct |
5,221 | 2019-05-02 | 2028-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 233 | Indirect | By Esop II Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Share Units | $0.00 | 2,224 | 2,224 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,224 | 2,224 | Direct |
Footnotes
- The Stock Appreciation Rights ("SARS") were settled in shared of common stock as per the terms of the award.
- Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
- Withholding of shares to satisfy tax liability on exercise of SARs.
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $124.738 to $125.51, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $125.78 to $126.01, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Includes exempt acquisitions under Rule 16a-11 pursuant to dividend reinvestments since the date of the reporting person's last report.
- Vests ratably over three years beginning on the date shown.
- Share units convert on a one-for-one basis into Common Stock.
- Share units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions.