Filing Details
- Accession Number:
- 0001562180-21-006900
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-11-08 19:02:09
- Reporting Period:
- 2021-11-04
- Accepted Time:
- 2021-11-08 19:02:09
- Original Submission Date:
- 2021-11-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488813 | Customers Bancorp Inc. | CUBI | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222371 | S Jay Sidhu | 701 Reading Avenue West Reading PA 19611 | Chairman & Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-04 | 20,000 | $15.23 | 1,444,912 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-04 | 20,000 | $57.42 | 1,424,912 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-04 | 20,000 | $0.00 | 20,000 | $15.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-21 | 2023-05-21 | No | 4 | M | Direct |
Footnotes
- Includes 1,290,014 Restricted Stock Units.
- Includes 7,663 shares acquired pursuant to Customers Bancorp, Inc.'s Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $56.95 to $57.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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