Filing Details
- Accession Number:
- 0001209191-21-063364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-08 16:07:09
- Reporting Period:
- 2021-11-05
- Accepted Time:
- 2021-11-08 16:07:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1725057 | Ceridian Hcm Holding Inc. | CDAY | Services-Prepackaged Software (7372) | 463231686 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1866735 | Everett William Mcdonald | C/O Ceridian Hcm Holding Inc. 3311 E. Old Shakopee Road Minneapolis MN 55425 | Evp, Gc & Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-05 | 3,750 | $19.04 | 16,498 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-05 | 5,000 | $22.00 | 21,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-05 | 7,107 | $122.09 | 14,391 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 1,643 | $122.78 | 12,748 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Purchase) | Disposition | 2021-11-05 | 3,750 | $0.00 | 3,750 | $19.04 |
| Common Stock | Option (Right to Purchase) | Disposition | 2021-11-05 | 5,000 | $0.00 | 5,000 | $22.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,750 | 2027-12-20 | No | 4 | M | Direct | |
| 34,674 | 2028-04-25 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Purchase) | $44.91 | 2029-02-08 | 995 | 995 | Direct | |
| Common Stock | Option (Right to Purchase) | $49.93 | 2029-03-20 | 28,626 | 28,626 | Direct | |
| Common Stock | Option (Right to Purchase) | $65.26 | 2030-05-08 | 14,299 | 14,299 | Direct | |
| Common Stock | Performance Units | $0.00 | 2022-03-08 | 655 | 655 | Direct | |
| Common Stock | Performance Units | $0.00 | 2024-03-08 | 4,632 | 4,632 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-02-08 | 995 | 995 | Direct |
| 2029-03-20 | 28,626 | 28,626 | Direct |
| 2030-05-08 | 14,299 | 14,299 | Direct |
| 2022-03-08 | 655 | 655 | Direct |
| 2024-03-08 | 4,632 | 4,632 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.53 to $122.51 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.53 to $123.03 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes (i) 2,336 shares of common stock, which includes 68 shares acquired under the Ceridian HCM Holding Inc. Global Employee Stock Purchase Plan on September 30, 2021, (ii) shares issuable pursuant to Restricted Stock Units (RSUs), granted on February 28, 2020, of which 138 shares vest on February 28, 2022 and 139 shares vest on February 28, 2023; (iii) shares issuable pursuant to RSUs, granted on May 8, 2020, of which 1,532 shares vest on each of May 8, 2022 and May 8, 2023; (iv) shares issuable pursuant to RSUs, granted on March 8, 2021, of which 1,544 shares vest on each of March 8, 2022, March 8, 2023 and March 8, 2024; and (v) shares issuable pursuant to Restricted Stock Units, granted on August 6, 2021, of which 813 shares vest on each of August 6, 2022, August 6, 2023, and August 6, 2024.
- Consists of 3,750 options that are vested and exercisable, of which 3,750 are being exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, and 3,750 options that vest and become exercisable on December 20, 2021.
- Not applicable.
- Consists of 19,837 options that are vested and exercisable, of which 5,000 are being exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person, and 19,837 options that vest and become exercisable on April 25, 2022.
- Consists of 331 options that are vested and exercisable and 332 options that vest and become exercisable on each of February 8, 2022 and February 8, 2023.
- Consists of 9,542 options that are vested and exercisable and 9,542 options that vest and become exercisable on each of March 20, 2022 and March 20, 2023.
- Consists of 3,574 options that are vested and exercisable and 3,575 options that vest and become exercisable on each of May 8, 2022, May 8, 2023, and May 8, 2024.
- Each performance stock unit represents a contingent right to receive between .25 and 1.50 shares of Common Stock based upon the degree to which one or both of the Cloud Revenue and Adjusted EBITDA Margin performance metrics under the Companys 2021 Management Incentive Plan are satisfied. The performance stock units vest upon the later of (i) the date the Compensation Committee or the Board certify that one or both of the performance metrics have been met and (ii) March 8, 2022.
- Each performance stock unit represents a contingent right to receive between .25 and 1.50 shares of Common Stock based upon the degree to which one or both of the Cloud Revenue and Adjusted EBITDA Margin performance metrics contained in the performance stock unit award agreement are satisfied. The performance stock units will only vest if the achievement of one or both of the performance metrics is certified by the Compensation Committee or the Board of Directors of the Company to have been met, and then any such certified amount will vest one-third on each anniversary of the date of grant.
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