Filing Details
- Accession Number:
- 0001494731-21-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-05 21:22:24
- Reporting Period:
- 2021-11-05
- Accepted Time:
- 2021-11-05 21:22:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318605 | Tesla Inc. | TSLA | Motor Vehicles & Passenger Car Bodies (3711) | 912197729 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494731 | Kimbal Musk | C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-05 | 25,000 | $0.00 | 574,740 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2021-11-05 | 25,000 | $74.17 | 599,740 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-05 | 4,916 | $1,223.46 | 594,824 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 1,664 | $1,224.96 | 593,160 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 11,302 | $1,225.79 | 581,858 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 21,051 | $1,226.55 | 560,807 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 1,301 | $1,227.35 | 559,506 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 9,334 | $1,229.15 | 550,172 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 14,257 | $1,229.68 | 535,915 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 600 | $1,230.94 | 535,315 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 850 | $1,232.45 | 534,465 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 10,455 | $1,233.08 | 524,010 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 9,810 | $1,234.32 | 514,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 2,460 | $1,235.11 | 511,740 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-05 | 500 | $1,236.62 | 511,240 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-11-05 | 25,000 | $0.00 | 25,000 | $74.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 172,250 | 2025-06-18 | No | 4 | M | Direct |
Footnotes
- The reporting person gifted an aggregate 25,000 shares of the issuer's common stock to charity.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,223.060 to $1,224.000, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,224.180 to $1,225.150, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,225.190 to $1,226.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,226.190 to $1,227.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,227.220 to $1,227.580, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,228.500 to $1,229.450, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,229.500 to $1,230.200, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,230.500 to $1,231.460, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,231.770 to $1,232.750, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,232.770 to $1,233.690, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,233.870 to $1,234.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,234.900 to $1,235.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,236.340 to $1,236.890, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This stock option award is a triennial equity award granted pursuant to the Issuer's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted shall become vested and exercisable as of each monthly anniversary following June 18, 2018, such that all shares subject to the Option shall be fully vested and exercisable by June 18, 2021.
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