Filing Details
- Accession Number:
- 0001312109-21-000252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-05 20:54:22
- Reporting Period:
- 2021-11-03
- Accepted Time:
- 2021-11-05 20:54:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1312109 | Silvergate Capital Corp | SI | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757653 | D. Paul Colucci | 4250 Executive Square Suite 300 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-11-03 | 2,939 | $203.58 | 7,662 | No | 4 | S | Indirect | By Custodial Account for Spouse |
| Class A Common Stock | Disposition | 2021-11-03 | 5,165 | $204.57 | 2,497 | No | 4 | S | Indirect | By Custodial Account for Spouse |
| Class A Common Stock | Disposition | 2021-11-03 | 2,497 | $205.45 | 0 | No | 4 | S | Indirect | By Custodial Account for Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Custodial Account for Spouse |
| No | 4 | S | Indirect | By Custodial Account for Spouse |
| No | 4 | S | Indirect | By Custodial Account for Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 44,534 | Direct | |
| Class A Common Stock | 17,127 | Indirect | By Custodial Account for Self |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 674 | 674 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 674 | 674 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $203.14 to $204.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $204.19 to $205.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $205.20 to $205.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.
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