Filing Details
- Accession Number:
- 0000904454-21-000759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-05 19:14:13
- Reporting Period:
- 2021-11-03
- Accepted Time:
- 2021-11-05 19:14:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493594 | Macom Technology Solutions Holdings Inc. | MTSI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1330184 | G Stephen Daly | C/O Macom Technology Solutions Holdings 100 Chelmsford Street Lowell MA 01851 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-03 | 38,000 | $14.15 | 282,451 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-03 | 38,000 | $73.00 | 244,451 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-11-04 | 49,998 | $0.00 | 294,449 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2021-11-04 | 37,911 | $0.00 | 332,360 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2021-11-04 | 28,350 | $0.00 | 360,710 | No | 4 | A | Direct | |
Common Stock | Disposition | 2021-11-04 | 51,563 | $74.52 | 309,147 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-11-04 | 38,000 | $14.15 | 347,147 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-04 | 38,000 | $75.00 | 309,147 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-03 | 38,000 | $0.00 | 38,000 | $14.15 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-04 | 38,000 | $0.00 | 38,000 | $14.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,000 | 2020-12-15 | 2026-05-15 | No | 4 | M | Direct |
0 | 2020-12-15 | 2026-05-15 | No | 4 | M | Direct |
Footnotes
- The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on May 31, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
- Represents PRSUs granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
- Represents PRSUs granted to the Reporting Person on October 28, 2020 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
- Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 4, 2021.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.12. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.