Filing Details

Accession Number:
0000904454-21-000759
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-05 19:14:13
Reporting Period:
2021-11-03
Accepted Time:
2021-11-05 19:14:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493594 Macom Technology Solutions Holdings Inc. MTSI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1330184 G Stephen Daly C/O Macom Technology Solutions Holdings
100 Chelmsford Street
Lowell MA 01851
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-03 38,000 $14.15 282,451 No 4 M Direct
Common Stock Disposition 2021-11-03 38,000 $73.00 244,451 No 4 S Direct
Common Stock Acquisiton 2021-11-04 49,998 $0.00 294,449 No 4 A Direct
Common Stock Acquisiton 2021-11-04 37,911 $0.00 332,360 No 4 A Direct
Common Stock Acquisiton 2021-11-04 28,350 $0.00 360,710 No 4 A Direct
Common Stock Disposition 2021-11-04 51,563 $74.52 309,147 No 4 F Direct
Common Stock Acquisiton 2021-11-04 38,000 $14.15 347,147 No 4 M Direct
Common Stock Disposition 2021-11-04 38,000 $75.00 309,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-11-03 38,000 $0.00 38,000 $14.15
Common Stock Stock Option (Right to Buy) Disposition 2021-11-04 38,000 $0.00 38,000 $14.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,000 2020-12-15 2026-05-15 No 4 M Direct
0 2020-12-15 2026-05-15 No 4 M Direct
Footnotes
  1. The transactions reported herein were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
  2. Represents performance-based restricted stock units ("PRSUs") granted to the Reporting Person on May 31, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
  3. Represents PRSUs granted to the Reporting Person on October 29, 2019 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
  4. Represents PRSUs granted to the Reporting Person on October 28, 2020 under the Issuer's 2012 Omnibus Incentive Plan, which vested and settled in shares of Common Stock on November 4, 2021.
  5. Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settling of PRSUs on November 4, 2021.
  6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.12. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.