Filing Details

Accession Number:
0001140361-21-036884
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-05 19:01:16
Reporting Period:
2021-11-03
Accepted Time:
2021-11-05 19:01:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1404912 Kkr & Co. Inc. KKR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1081714 R Henry Kravis C/O Kkr &Amp; Co. Inc.,
30 Hudson Yards
New York NY 10001
Executive Co-Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-03 4,667,166 $82.25 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,149,131 Direct
Common Stock 7,000,000 Indirect See footnote
Common Stock 130,925 Indirect See Footnote
Common Stock 15,227 Indirect See Footnote
Footnotes
  1. This form does not report a sale of shares made personally by Henry Kravis or George Roberts. Instead this form reports the sale of shares held by KKR-managed investment vehicles that are required to be liquidated, and all proceeds of the sale other than remuneration to KKR were distributed to third party investors. We believe that approximately 3 million shares were hedged by third party investors. None of the shares sold were part of the personal investment portfolios of Henry Kravis, George Roberts or any other executive officer of KKR.
  2. Represents shares of common stock held by KKR MIF Fund Holdings L.P. and KKR Reference Fund Investments L.P. KKR IFI GP L.P. is the general partner of KKR Reference Fund Investments L.P. and the general partner of KKR Index Fund Investments L.P., which is the sole shareholder of KKR MIF Carry Limited, which is the general partner of KKR MIF Carry Holdings L.P., which is the general partner of KKR MIF Fund Holdings L.P. The general partner of KKR IFI GP L.P. is KKR IFI Limited. The sole shareholder of KKR IFI Limited is KKR Group Partnership L.P. The general partner of KKR Group Partnership L.P. is KKR Group Holdings Corp. (Continued in footnote 4)
  3. (Continued from footnote 3) The sole shareholder of KKR Group Holdings Corp. is KKR & Co. Inc. The Series I preferred stockholder of KKR & Co. Inc. is KKR Management LLP. In his capacity as a founding partner of KKR Management LLP, the Reporting Person may be deemed to be a beneficial owner of the securities held by KKR MIF Fund Holdings, L.P. and KKR Reference Fund Investments L.P.
  4. These shares of common stock are held by a limited partnership controlled by the Reporting Person. These shares of common stock are being held by the limited partnership solely for purposes of future charitable donations.
  5. These shares of common stock are held by a limited liability company of which the Reporting Person is the managing member.
  6. These shares of common stock are held by the Reporting Person's spouse.