Filing Details
- Accession Number:
- 0001104659-21-134772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-05 08:49:04
- Reporting Period:
- 2021-11-02
- Accepted Time:
- 2021-11-05 08:49:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1689375 | Entrada Therapeutics Inc. | TRDA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1664281 | Kush Parmar | C/O Entrada Therapeutics, Inc. 6 Tide Street Boston MA 02210 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-02 | 318,616 | $0.00 | 649,771 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2021-11-02 | 2,371,739 | $0.00 | 3,021,510 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2021-11-02 | 564,217 | $0.00 | 564,217 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2021-11-02 | 254,512 | $0.00 | 3,276,022 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2021-11-02 | 318,140 | $0.00 | 882,357 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2021-11-02 | 250,000 | $20.00 | 1,132,357 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series Seed Preferred Stock | Disposition | 2021-11-02 | 318,616 | $0.00 | 318,616 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-11-02 | 2,371,739 | $0.00 | 2,371,739 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-11-02 | 564,217 | $0.00 | 564,217 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-11-02 | 254,512 | $0.00 | 254,512 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-11-02 | 318,140 | $0.00 | 318,140 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the Issuer's Series Seed Preferred Stock, Series A Preferred Stock and Series B Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. These amounts reflect a 1-for- 7.235890014 reverse stock split which became effective on October 22, 2021. The Series A Preferred Stock and Series B Preferred Stock have no expiration date.
- Shares are held by 5AM Ventures V, L.P. ("5AM V"). 5AM Partners V, LLC ("5AM Partners") is the sole general partner of 5AM V. Kush M. Parmar, M.D., Ph.D. is a managing member of 5AM Partners and may be deemed to share voting and investment power over the shares held by 5AM V. Dr. Parmar disclaims beneficial ownership of the shares held by 5AM V except to the extent of his pecuniary interest therein.
- Shares are held by 5AM Opportunities I, L.P. ("Opportunities"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities. Kush M. Parmar, M.D., Ph.D. is a managing member of Opportunities GP and may be deemed to share voting and investment power over the shares held by Opportunities. Dr. Parmar disclaims beneficial ownership of the shares held by Opportunities except to the extent of his pecuniary interest therein.
- On November 2, 2021, Opportunities purchased 250,000 shares of Common Stock of the Issuer at a price of $20.00 per share pursuant to an underwritten public offering.