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Filing Details

Accession Number:: 0001209191-21-063045
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-04 21:21:53
Reporting Period:: 2021-11-02

Accepted Time:: 2021-11-04 21:21:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1050446	Microstrategy Inc	MSTR	Services-Prepackaged Software (7372)	510323571

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1203479	J Carl Rickertsen	C/O Microstrategy Incorporated 1850 Towers Crescent Plaza Tysons Corner VA 22182		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-11-02	3,000	$182.36	5,000	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-11-02	3,750	$129.57	8,750	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-11-02	2,500	$132.91	11,250	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-11-02	750	$124.48	12,000	No	4	M	Direct
Class A Common Stock	Disposition	2021-11-02	2,100	$800.82	9,900	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-02	700	$802.40	9,200	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-02	1,203	$803.28	7,997	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-02	1,800	$804.69	6,197	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-02	993	$806.82	5,204	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-02	507	$808.01	4,697	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-02	200	$809.54	4,497	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-02	1,595	$816.60	2,902	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-02	902	$817.47	2,000	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-03	2,000	$802.50	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Director Stock Option (Right to buy)	Disposition	2021-11-02	3,000	$0.00	3,000	$182.36
Class A Common Stock	Director Stock Option (Right to buy)	Disposition	2021-11-02	3,750	$0.00	3,750	$129.57
Class A Common Stock	Director Stock Option (Right to buy)	Disposition	2021-11-02	2,500	$0.00	2,500	$132.91
Class A Common Stock	Director Stock Option (Right to buy)	Disposition	2021-11-02	750	$0.00	750	$124.48

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2027-05-31	No	4	M	Direct
1,250	2028-05-31	No	4	M	Direct
2,500	2029-05-31	No	4	M	Direct
4,250	2030-05-31	No	4	M	Direct

Footnotes

The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $801.91 to $802.72,inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or thestaff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within theranges set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.99 to $803.80, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $804.21 to $804.97, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $806.10 to $807.09, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $807.63 to $808.52 inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $816.010 to $817.005, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $817.17 to $817.80, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
Of the 3,000 shares exercised on November 2, 2021, 500 shares vested on May 31, 2019, 1,250 shares vested on May 31, 2020, and 1,250shares vested on May 31, 2021.
See Exhibit A.
Of the 3,750 shares exercised on November 2, 2021, 1,250 shares vested on May 31, 2019, 1,250 shares vested on May 31, 2020, and 1,250 shares vested on May 31, 2021. The remaining 1,250 shares subject to this option are scheduled to vest on May 31, 2022.
Of the 2,500 shares exercised on November 2, 2021, 1,250 shares vested on May 31, 2020 and 1,250 shares vested on May 31, 2021. Of the remaining 2,500 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2022, and 1,250 shares are scheduled to vest on May 31, 2023.
The 750 shares exercised on November 2, 2021 vested on May 31, 2021. Of the remaining 4,250 shares subject to this option, 500 shares vested on May 31, 2021, 1,250 shares are scheduled to vest on May 31, 2022, 1,250 shares are scheduled to vest on May 31, 2023, and 1,250 shares are scheduled to vest on May 31, 2024.