Filing Details
- Accession Number:
- 0001209191-21-063040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-04 21:10:54
- Reporting Period:
- 2021-11-02
- Accepted Time:
- 2021-11-04 21:10:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1689375 | Entrada Therapeutics Inc. | TRDA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219014 | M Scott Rocklage | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1598549 | J. Andrew Schwab | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1674324 | 5Am Ventures V, L.p. | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1753000 | 5Am Opportunities I, L.p. | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1790778 | 5Am Opportunities I (Gp), Llc | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1791889 | 5Am Partners V, Llc | 501 2Nd Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-02 | 318,616 | $0.00 | 649,771 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-11-02 | 2,371,739 | $0.00 | 3,021,510 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-11-02 | 564,217 | $0.00 | 564,217 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-11-02 | 254,512 | $0.00 | 3,276,022 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-11-02 | 318,140 | $0.00 | 882,357 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-11-02 | 250,000 | $20.00 | 1,132,357 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series Seed Preferred Stock | Disposition | 2021-11-02 | 2,305,473 | $0.00 | 318,616 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-11-02 | 17,161,644 | $0.00 | 2,371,739 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-11-02 | 4,082,613 | $0.00 | 564,217 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-11-02 | 1,841,620 | $0.00 | 254,512 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-11-02 | 2,302,026 | $0.00 | 318,140 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of the Issuer's Series Seed Preferred Stock, Series A Preferred Stock and Series B Preferred Stock automatically converted into 0.1382 shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering and had no expiration date.
- Shares are held by 5AM Ventures V, L.P. ("5AM V"). 5AM Partners V, LLC ("5AM Partners") is the sole general partner of 5AM V. Dr. Kush Parmar, Andrew J. Schwab and Dr. Scott M. Rocklage are managing members of 5AM Partners and may be deemed to have shared voting and investment power over the shares beneficially owned by 5AM V. Each of 5AM Partners, Mr. Schwab and Dr. Rocklage disclaims beneficial ownership of the shares of Common Stock held by 5AM V, except to the extent of its or his pecuniary interest therein. Dr. Parmar is a director of the Issuer and files separate Section 16 reports.
- Shares are held by 5AM Opportunities I, L.P. ("Opportunities"). 5AM Opportunities I (GP), LLC ("Opportunities GP") is the sole general partner of Opportunities. Andrew J. Schwab and Dr. Kush Parmar are managing members of Opportunities GP and may be deemed to have shared voting and investment power over the shares beneficially owned by Opportunities. Each of Opportunities GP and Mr. Schwab disclaims beneficial ownership of the shares of Common Stock held by Opportunities, except to the extent of its or his pecuniary interest therein. Dr. Parmar is a director of the Issuer and files separate Section 16 reports.