Filing Details
- Accession Number:
- 0001062993-21-010263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-04 16:23:05
- Reporting Period:
- 2021-11-02
- Accepted Time:
- 2021-11-04 16:23:05
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504943 | John Panikar | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Executive Vp, Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2021-11-02 | 7,796 | $176.63 | 22,902 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2021-11-02 | 5,621 | $327.19 | 17,281 | No | 4 | F | Direct | |
Ordinary Shares | Acquisiton | 2021-11-02 | 8,407 | $154.00 | 25,688 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2021-11-02 | 5,710 | $326.98 | 19,978 | No | 4 | F | Direct | |
Ordinary Shares | Disposition | 2021-11-02 | 4,872 | $327.19 | 15,106 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Options (right to buy) | Disposition | 2021-11-02 | 7,796 | $0.00 | 11,695 | $176.63 |
Ordinary Shares | Stock Options (right to buy) | Disposition | 2021-11-02 | 8,407 | $0.00 | 8,407 | $154.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,899 | 2029-03-20 | No | 4 | M | Direct | |
0 | 2028-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 1,762 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Stock Units | $0.00 | 1,810 | 1,810 | Direct | ||
Ordinary Shares | Restricted Stock Units | $0.00 | 840 | 840 | Direct | ||
Ordinary Shares | Restricted Stock Units | $0.00 | 1,040 | 1,040 | Direct | ||
Ordinary Shares | Stock Options (right to buy) | $253.68 | 2031-03-08 | 19,070 | 19,070 | Direct | |
Ordinary Shares | Stock Options (right to buy) | $173.13 | 2030-03-09 | 10,175 | 10,175 | Direct | |
Ordinary Shares | Deferred Stock Units | $0.00 | 96 | 96 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,810 | 1,810 | Direct | |
840 | 840 | Direct | |
1,040 | 1,040 | Direct | |
2031-03-08 | 19,070 | 19,070 | Direct |
2030-03-09 | 10,175 | 10,175 | Direct |
96 | 96 | Direct |
Footnotes
- Ordinary shares withheld to pay exercise price and taxes.
- Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
- This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
- This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
- This option vests over three years in three consecutive equal annual installments beginning on March 20,2020.
- This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
- Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
- Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.