Filing Details
- Accession Number:
- 0000898432-21-000710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-03 21:49:11
- Reporting Period:
- 2021-11-01
- Accepted Time:
- 2021-11-03 21:49:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1178840 | Neuberger Berman California Municipal Fund Inc. | NBW | () | 522372411 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254645 | Bradley Tank | C/O Neuberger Berman Investment Advisers 1290 Avenue Of The Americas New York NY 10104-0002 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-01 | 175 | $14.00 | 237 | No | 4 | S | Indirect | Bradley C Tank 1999 Trust |
| Common Stock | Disposition | 2021-11-01 | 125 | $14.00 | 175 | No | 4 | S | Indirect | Madeline M Tank 1995 Trust |
| Common Stock | Disposition | 2021-11-01 | 100 | $14.00 | 200 | No | 4 | S | Indirect | Nicholas S Tank 1995 Trust |
| Common Stock | Disposition | 2021-11-02 | 78 | $14.00 | 159 | No | 4 | S | Indirect | Bradley C Tank 1999 Trust |
| Common Stock | Disposition | 2021-11-02 | 50 | $14.00 | 125 | No | 4 | S | Indirect | Madeline M Tank 1995 Trust |
| Common Stock | Disposition | 2021-11-02 | 50 | $14.00 | 150 | No | 4 | S | Indirect | Nicholas S Tank 1995 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Bradley C Tank 1999 Trust |
| No | 4 | S | Indirect | Madeline M Tank 1995 Trust |
| No | 4 | S | Indirect | Nicholas S Tank 1995 Trust |
| No | 4 | S | Indirect | Bradley C Tank 1999 Trust |
| No | 4 | S | Indirect | Madeline M Tank 1995 Trust |
| No | 4 | S | Indirect | Nicholas S Tank 1995 Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,600 | Indirect | By Indian Hill II LLC |
| Common Stock | 16,000 | Direct |
Footnotes
- The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
